Securities regulation / Alan R. Palmiter, William T. Wilson, III Presidential Chair for Business Law, Wake Forest University School of Law.
By: Palmiter, Alan R [author.].
Series: Examples & Explanations.Publisher: New York : Wolters Kluwer, ©2021Edition: Eighth edition.Description: 685 pages cm.Content type: text Media type: unmediated Carrier type: volumeISBN: 9781543807684.Subject(s): Securities -- United StatesGenre/Form: Print books.| Current location | Call number | Status | Date due | Barcode | Item holds |
|---|---|---|---|---|---|
| On Shelf | KF1440 .P25 2021 (Browse shelf) | Available | AU00000000017354 | ||
| On Shelf | KF1440 .P25 2021 (Browse shelf) | Available | AU00000000017355 |
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| KF1414.85 .P35 2021 Corporations / | KF1422 .E344 2022 Corporate governance : principles, practices, and provisions / | KF1428 .H334 2021 Corporate finance / | KF1440 .P25 2021 Securities regulation / | KF1440 .P25 2021 Securities regulation / | KF1477 .G48 2019 Mergers and acquisitions law / | KF1524 .T33 2020 Law of bankruptcy / |
Includes index.
Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from securities act registration -- Securities act liability -- Secondary and other postoffering distributions -- Securities exchange act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions.
"Study guide Audience: Law school students taking securities regulation courses"--